ITG's Policy Regarding Circuit Breaker Halts

The SEC’s New Rule 204T

Effective October 17, 2008

Please read ITG's policies regarding new regulations now in place for short selling:

- USA

- Canada

- Europe

- Asia-Pacific

Business Continuity Plan

In the event of a disaster, the normal organization of ITG will shift into that of the continuity organization.

Customer Identification Program

Important information about procedures for opening a new account.

SEC Rules and Regulations

Important information on SEC Rules and Regulations.

Customer Complaints

Investment Protection Principles

Securities Investor Protection Corporation

Extended Hours Trading Risk Disclosure

Important information on risks associated with trading during extended hours.

Disclosure of ITG Inc. Order/Routing Information

View ITG Inc.monthly Rule 605 and quarterly Rule 606 reports.

Disclosure of ITG Derivatives LLC Routing Information

View ITG Derivatives LLC quarterly Rule 606 reports.

Regulatory Information for Europe

View how ITG is structured in Europe.

Regulatory Information for Canada

View how ITG is structured in Canada.